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Chief Compliance Officer

Robert Half Finance & Accounting

This is a Full-time position in Toronto, ON posted July 13, 2019.

Ref ID: 05090-0011061691 Classification: Vice President Compensation: $180,000.00 to $200,000.00 per year Attention all certified CCO?s from Investments and/or Wealth Management.

Our Global Financial Services client, located in the downtown Toronto core, is looking for a new CCO In this high-profile position, you will be responsible for the Compliance program, including Compliance Risk assessment, monitoring and testing, reporting, and training.

You will interact with Senior leadership, as well as Regulators and key business Stakeholders.

Specific accountabilities will include ensuring adherence to local laws and regulations, partnering with Legal counsel and assessing controls and framework are sufficient to mitigate RISK, providing compliance reports for senior leadership and their Board, monitoring changes and updating internal practices accordingly, overseeing controls and monitoring, managing relationships and communications internally as well as with Regulators, handling escalations as well as reviewing new and/or revised marketing materials, and generally fostering a strong compliance culture within the organization.

As a strong candidate for this exciting high-profile opportunity, you bring academic qualifications to support this position, as well as exhibiting progressive compliance expertise in a local institution, focused on investments/wealth managements.

Your proven familiarity with local regulators (OSFI, CDIC, OSC, etc) and your demonstrated expertise with Canadian Banking and securities, along with your superior relationship and communication skills, and your high potential to act as a senior member of the leadership team, makes this a WIN/WIN For immediate consideration, please email your resume in confidence to [Click Here to Email Your Resumé] referencing CCO05090-0011061691 in the subject line of your response.

We thank all applicants in advance, but only those under consideration will be contacted; NO phone calls, please Robert Half Finance & Accounting, the world’s leader in specialized financial staffing, provides exciting full-time opportunities in the areas of accounting, bookkeeping, finance, audit, taxation and more.

We pioneered the professional staffing industry, and we’ve been successfully matching professionals with employers since 1948.

Our proven proprietary processes, along with our relationships in 325 locations worldwide, allow us to provide you unparalleled access to exciting career opportunities.

But don’t take our word for it.

Our company has appeared on Fortune® magazine’s list of “World’s Most Admired Companies” since 1998, and 9 out of 10 of our customers would recommend our service to a colleague.

Apply for this job now or contact our nearest office at 888-490-5461 for additional information.

All applicants applying for U.S.

job openings must be authorized to work in the United States.

All applicants applying for Canadian job openings must be authorized to work in Canada.

© 2019 Robert Half Finance & Accounting.

An Equal Opportunity Employer M/F/Disability/Veterans By clicking ‘Apply Now’ you are agreeing to Robert Half Terms of Use .