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VP, Audit

Step by Step Professional Services Inc.

This is a Contract position in Toronto, ON posted November 8, 2018.

Our global corporate banking  & capital markets client (Schedule 3, total assets just under $3T) is currently seeking a Vice President of Audit (Senior Manager equivalency at Schedule 1) for their Canadian branch.

You will be involved in the identification, measurement, monitoring & controlling of risk for the bank, effectively acting in the capacity as the 3rd line of defense by independently assessing the 1st & 2nd  line management's effectiveness in the above functions.

Looking for a strong communicator who has a proven track record of multitasking, completing projects on time & budget, and has demonstrated a willingness and ability to adjust to changing priorities.

Focusing on the corporate banking & capital markets LOBs and support functions (including compliance, risk management and operations) in Canada & the US.

Leading audit engagements covering the Canadian branch functions including audit planning, audit testing, risk assessments, control evaluation, audit report drafting and follow-up & verification of issue closure.

Managing team members throughout audit engagements (this includes performing timely reviews & providing constructive feedback).

Accountable for: meeting deliverables, adhering to departmental & professional standards & utilizing a consistent methodology.

You will be communicating audit findings to management & identifying opportunities for improvement in the design & effectiveness of key controls.

Building & maintaining key relationships with stakeholders, establishing a culture of engagement while adding value.

Being proactive in coordination/interaction with the Corporate Function, Compliance and Technology Audit teams.

20% Travel within Canada & US.

Must have a minimum of 7+ years of experience in auditing (internal & external) in a financial services organization.

Related experience in risk & compliance would be ideal.

Must have expert knowledge and experience revolving around Investment Industry Regulatory Organization of Canada (IIROC) realm.

Looking for in depth knowledge & experience with capital markets & corporate banking products; financing & trading operating processes; and IT controls.

Must have a BS/BA at a minimum.

Any professional certifications would be ideal, for example: CFA, CPA or CIA.

We would like to thank you personally for applying to Step by Step Professional Services Inc. Please note that we will review your application and only those candidates selected for further consideration will be contacted directly. However, we will retain your application on file and would be pleased to contact you if further opportunities arise.

Skills Required

  • Education level: None
  • Work experience (years): None


Salary: N/D