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Assistant Manager, Prime Services Client Service Middle Office


This is a Contract position in Toronto, ON posted November 27, 2019.

Requisition ID: 75981 Join the Global Community of Scotiabankers to help customers become better off.

Purpose Contributes to the overall success of the Prime Services Client Service Middle Office, in Canada, ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives.

Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures.

Accountabilities Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.

Working with the Product Development, Technology and Operations teams to interpret impact of change requests and deliver successful rollouts to meet the needs of the business (Regulatory, Technology, or Client Driven).

Identifying the impact of these rollouts as it relates to both client and infrastructure and serving as a stakeholder in approval process.

Serve as both an individual point of contact and an escalation point for our clients within the Cash Prime Brokerage and Synthetic Prime Brokerage platforms.

Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct Work closely with team members on asset/cash movements within the clients’ portfolios, validation/distribution of Margin Calls, daily production/distribution of trade matching/fails reporting, monthly/quarterly production of NI 24-101 reporting, funding projections, and working with the clients from the Onboarding phase through to go live.

Qualifications: Advanced degree focusing in Finance/Economics 8-10 years Industry experience with a focus on the Prime Services products (from back office to front office) Location(s): Canada : Ontario : Toronto As Canada’s International Bank, we are a diverse and global team.

We speak more than 100 languages with backgrounds from more than 120 countries.

Our employees are committed to a superior customer experience and use the Bank’s six guiding sales practice principles to ensure they act with honesty and integrity.

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone.

If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know.

If you require technical assistance, please click here .

Candidates must apply directly online to be considered for this role.

We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.